QUESTION

file form d and state filing

Asked on Mar 23rd, 2016 on Corporate Law - California
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1 ANSWER

Real Estate Attorney serving Oakland, CA at Sack Rosendin LLP
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Yes, we assist clients in qualifying their companies' securities offering for the safe-harbor exemption from SEC registration under SEC Regulation D, including filling out Form D online. We will also prepare the documents and review the filled-in questionnaires and signatures to make sure the investors qualify as accredited investors or the sales otherwise qualify as exempt. For sales to investors who live in states with their own state Blue-Sky securities laws, we can make sure the sales also qualify for the available state law exemptions. If that was your question. Dana Sack  
Answered on Mar 24th, 2016 at 9:34 AM

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