QUESTION
broker forged disclosure document and performance track record; trade losses. should sue her?
Asked on May 30th, 2014 on Securities Fraud - New Jersey
More details to this question:
Hello, Plz, recently, I had a problem with commodities broker which ended with $25k losses. Wanted to ask for your advise if it makes sense to sue her - because as far as I know she filed bankruptcy. The problem is, that when we made a contract with her, she provided fake performance records and altered the official NFA "disclosure document". It was made to conceal her real negative performance (instead, she sent me quite impressive track record, which I recently discovered to be a fake). I can provide supporting documentation. Just want to understand how achievable is to return my losses in sue process and what it may cost me. thank you, Anar Guliyev
1 ANSWER
Criminal Defense Attorney serving Toms River, NJ
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Edward J. Dimon
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you should be able to see if the broker's license has been taken away by FINRA and NJ. she should also be able to determine if the person filed for bankruptcy. we can help you with these findings if you have difficulty. we can then advise you as to possible future steps to both prosecute these fraudulent activities and possibly have your lost investments returned. NJ Securities has been aggressive in this area. ed dimon, esq. 732-797-1600 ext 235
Answered on Jun 03rd, 2014 at 11:14 AM