New York Securities Fraud Legal Questions

Whether or not you have any grounds to successfully sue National Securities or your broker is a question that can only be answered by doing a thorough review of the circumstances relating to you, your financial status , your financial objectives and the transactions in your account(s) and how they occurred. From the limited facts you have provided, I could only say that you may have a case and getting an informed opinion from a securities lawyer is worth doing. Some red flags that may indicate broker misconduct include:1)the broker made trades in your account without your permission or without first getting your written consent giving him "discretionary authority" to trade on your behalf; 2)The broker failed to accurately advise you of the risks that accompanied the trading; and 3) the trading was excessive in light of your investment objectives and occured principally to generate commissions and/or margin interest. A key question is how were the "bad decisions" made? Were you part of the decision-making process or just a bystander who was frequently assured that everything was going well and not to worry. If the former, then you will have a more difficult time proving liability. William A. Healy... Read More

I am an AV rated (the highest rating available) lawyer in New York CIty. I spent 30 years on Wall Street doing corporate finance. Then I won over $500 million in Private Equity commitments to launch an insurance business, and now I am a litigator which was my first love. I am very interested in talking to you on a no fee unless success basis. Please e mail me your contact details and advise best day and time to call. Thanks very much.        ... Read More